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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-11
UT RA APPROVED 2022-04-07
  • TX RA
    APPROVED_RES
    Since 2022-04-11
  • UT RA
    APPROVED
    Since 2022-04-07

Branch Locations

55 W University Pkwy Ste 69, Orem, UT 84058 • United States

7440 S Creek Rd Ste 200, Sandy, UT 84093 • United States

Herriman, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 04/2017 10/2017
Randstad Consulting Sandy UT 01/2016 09/2016
Tsr Counsulting Sandy UT 11/2016 04/2017
Wells Fargo Clearing Services Salt Lake City UT 03/2018 01/2019
Wells Fargo Bank Salt Lake City UT 03/2018 01/2019
England Logistics West Valley City UT 12/2017 02/2018
Everspire (A Dba Of Aegis Wealth Group) Midvale UT 01/2019 04/2022
M. H. Leblang, Inc. Midvale UT 01/2019 04/2022
Ameriprise Financial Services, Llc Sandy UT 04/2022 Present
  • 04/2017 → 10/2017
    E*Trade Securities Llc
    Sandy, UT
  • 01/2016 → 09/2016
    Randstad Consulting
    Sandy, UT
  • 11/2016 → 04/2017
    Tsr Counsulting
    Sandy, UT
  • 03/2018 → 01/2019
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 03/2018 → 01/2019
    Wells Fargo Bank
    Salt Lake City, UT
  • 12/2017 → 02/2018
    England Logistics
    West Valley City, UT
  • 01/2019 → 04/2022
    Everspire (A Dba Of Aegis Wealth Group)
    Midvale, UT
  • 01/2019 → 04/2022
    M. H. Leblang, Inc.
    Midvale, UT
  • 04/2022 → Present
    Sandy, UT
Previous Registrations
  • 2019-01-14 → 2022-04-28
    Midvale, UT
  • 2014-06-18 → 2016-02-01
    Girard Securities, Inc.
    San Diego, CA
    Orem, UT
    Salt Lake City, UT
  • 2013-06-28 → 2014-02-10
    First Command Brokerage Services, Inc.
    Las Vegas, NV
  • 2012-10-29 → 2013-05-30
    Wfg Advisors, Lp
    Henderson, NV
Other Businesses

Business Ownership; Creek Road LLC; I am member of existing LLC formed with sole purpose of splitting office costs among other advisors in office; LLC formed years ago for this same purpose, if an advisor leaves and no longer member of LLC, a new member can be added to LLC.; 7440 S. Creek Rd Suite 200, , Sandy, UT, 84093; Not Investment-Related; 06/01/2022; 0 hours per month; 0 during trading hours / MYRIAD MAX INC; Owner; Manage Ameriprise Business; 7440 S. Creek Rd # 200, , Sandy, UT, 84093; Not Investment-Related; 02/04/2025; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-15
  • S66 Uniform Combined State Law Examination
    2019-04-15
Other Names
  • Mark Allen Lott

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