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Current Employers
Folger Nolan Fleming Douglas Capital Management, Inc.

725 15Th Street N.W., Washington, DC 20005 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2006-05-03
MD RA APPROVED 2006-05-03
  • DC RA
    APPROVED
    Since 2006-05-03
  • MD RA
    APPROVED
    Since 2006-05-03

Branch Locations

725 15Th Street N.W., Washington, DC 20005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Folger Nolan Fleming Douglas Incorporated Washington DC 03/1992 Present
#Ia Folger Nolan Fleming Douglas Incorpo Washington DC 03/1992 Present
Folger Nolan Fleming Douglas Capital Management, Inc. Washington DC 03/1992 Present
Other Businesses

DAVE BROWN IS A SENIOR VICE PRESIDENT AND AN INVESTMENT ADVISER OF FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT INC., LOCATED AT 725 15TH STREET, WASHINGTON D.C. HIS STARTING DATE IS 01/31/2006, AND SPENDS APPROXIMATELY 160 HOURS PER MONTH ON THIS, OF WHICH APPROXIMATELY 120 HOURS ARE DURING TRADING HOURS. HIS DUTIES CONSIST PRIMARILY OF SECURITIES RESEARCH AND INVESTMENT MANAGEMENT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-10-08
S65 Uniform Investment Adviser Law Examination 1992-04-30
  • S63 Uniform Securities Agent State Law Examination
    2003-10-08
  • S65 Uniform Investment Adviser Law Examination
    1992-04-30

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