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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-05-22 |
Branch Locations
304 West Market Street, Bluffton, IN 46714 • United States
10130 Maysville Rd., Fort Wayne, IN 46835 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | New Haven | IN | 02/2008 | 09/2023 |
| J.P. Morgan Securities Llc | Winter Haven | FL | 10/2012 | 09/2023 |
| Wells Fargo Advisors Financial Network, Llc | Fort Wayne | IN | 09/2023 | 07/2024 |
| The Prudential Insurance Company Of America | Indianapolis | IN | 07/2024 | 05/2025 |
| Pruco Securites Llc | Indianapolis | IN | 07/2024 | 11/2024 |
| Lpl Enterprise, Llc | Indianapolis | IN | 11/2024 | 05/2025 |
| Pnc Investments Llc | Bluffton | IN | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-06 |
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