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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2015-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 04/2015 | Present |
| First Merchants Bank | Fort Wayne | IN | 04/2015 | Present |
| Cetera Investment Advisers Llc | Fort Wayne | IN | 05/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-27 |
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