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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-24 |
| OH | RA | APPROVED | 2009-06-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Westlake | OH | 06/2009 | Present |
1.SLB HOLDINGS; 7047 Wolff Rd, Medina, OH 44256; Small tree farm; Own and Operate; 06/08/2009; 20 Hours per Year; Not during securities trading hours; Investment-Related. 2. BUCKEYE YOUTH WRESTLING; MEDINA OH 44256; YOUTH WRESTLING PROGRAM; HEAD COACH; TEACHING, SCHEDULING, COACHING; AFFILIATION STARTED 11/01/2011; 2 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS. 3. Buckeye Mat Club; 3044 Columbia Rd Medina OH 44256; Wrestling Booster Club; President; oversight; 1/1/2019; 5.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-09 |
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