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328 Newman Springs Road, Red Bank, NJ 07701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2010-06-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garden State Securities | Wall Twp | NJ | 10/2009 | Present |
1. LIFE AND HEALTH INSURANCE LICENSED, SINCE 1995, LESS THAN 1 HOUR/MONTH; 2. INDEPENDENT COMPLIANCE AND REGULATORY CONSULTING, SINCE JULY 2009, LESS THAN 10 HRS/MONTH; 3. ADJUNCT INSTRUCTOR, GRADUATE SCHOOL OF BUSINESS, SOUTHERN NEW HAMPSHIRE UNIVERSITY, MANCHESTER, NH; 4. ADJUNCT INSTRUCTOR, OCEAN COUNTY COLLEGE, TOMS RIVER, NJ; 5. ADJUNCT INSTRUCTOR, GEORGIAN COURT UNIVERSITY, LAKEWOOD, NJ; 6. ADJUNCT INSTRUCTOR, GRADUATE SCHOOL OF BUSINESS, NORTHERN STATE UNIVERSITY, ABERDEEN, SD; 7. SDT RESOURCES, LLC, REAL ESTATE, SINCE MARCH 2020, LESS THAN 1 HR/MONTH. NONE ARE INVESTMENT-RELATED. BUSINESS FOR ITEM 1 CONDUCTED OUT OF GSS REGISTERED BRANCH LOCATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-06 |
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