James Fred Ade

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1994 → 05/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Exton, PA
• 05/2022 → Present
  Bank Of America, N.A.
  Blue Bell, PA
• 05/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Blue Bell, PA

Other Businesses

I*3691309 Entity Type: N/A Name of OBA: Rental Property 1 Address: Hilton Head Island, South Carolina, 29928 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 03/01/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: N/A

Exams

• S66 Uniform Combined State Law Examination
  2005-01-21
• S63 Uniform Securities Agent State Law Examination
  1999-07-13

Other Names

• James Fred Ade