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Michael Steven Gradl

LPl Financial LLC

Vacaville, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-02
  • CA RA
    APPROVED
    Since 2020-06-02

Branch Locations

2020 Harbison Dr, Vacaville, CA 95687 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp/Sorrento Pacific Financial, Llc San Diego CA 11/2005 01/2018
Lpl Financial Vacaville CA 01/2018 Present
Travis Credit Union Vacaville CA 01/2018 Present
  • 11/2005 → 01/2018
    Cuso Financial Services, Lp/Sorrento Pacific Financial, Llc
    San Diego, CA
  • 01/2018 → Present
    Lpl Financial
    Vacaville, CA
  • 01/2018 → Present
    Travis Credit Union
    Vacaville, CA
Previous Registrations
  • 2016-01-05 → 2018-01-25
    Cuso Financial Services, L.P.
    Liberty Lake, WA
    Liberty Lake, WA
    San Diego, CA
    Spokane, WA
  • 2013-01-17 → 2016-01-08
    Sorrento Pacific Financial, Llc
    San Rafael, CA
    Fresno, CA
    Gualala, CA
    Sacramento, CA
    Fresno, CA
    Ukiah, CA
    San Francisco, CA
    Vasailia, CA
    Napa, CA
    St Helena, CA
    Lafayette, CA
    Yountville, CA
    Livermore, CA
    Livingston, CA
    Martinez, CA
    Walnut Creek, CA
    Vallejo, CA
    Mariposa, CA
    Auburn, CA
    Grass Valley, CA
    Santa Rosa, CA
    Roseville, CA
    Penn Valley, CA
    San Rafeal, CA
    Redwood, CA
    Modesto, CA
    Modesto, CA
    Dos Palos, CA
    Sonora, CA
    Firebaugh, CA
    Petaluma, CA
    Middletown, CA
    San Rafael, CA
    Napa, CA
    Fresno, CA
    Benicia, CA
    Atwater, CA
    Hilmar, CA
    Rancho Cordova, CA
    North Sebastopol, CA
    Larkspur, CA
    Modesto, CA
    Kerman, CA
    Riverbank, CA
    Rohnert Park, CA
    Madera, CA
    Kelseyville, CA
    Upper Lake, CA
    Kingsburg, CA
    Sanger, CA
    Shafter, CA
    Fairfield, CA
    Santa Rosa, CA
    Suisun, CA
    Healdsburg, CA
    Santa Rosa, CA
    San Rafael, CA
    Fresno, CA
    Los Pacheco, CA
    Lakeport, CA
    Sausolito, CA
    Taft, CA
    Clovis, CA
    American Canyon, CA
    Calistoga, CA
    Napa, CA
    Concord, CA
    Fresno, CA
    Clearlake, CA
    Guerneville, CA
    Fairfield, CA
    Vacaville, CA
    Sebastopol, CA
    Novato, CA
    Fresno, CA
    Selma, CA
    Petaluma, CA
    Hanford, CA
    Bakerfield, CA
    Fresno, CA
    Lake Isabella, CA
    Tulare, CA
    Bakersfield, CA
    San Anselmo, CA
    Ceres, CA
    Mill Valley, CA
    Huron, CA
    Sonoma, CA
    Turlock, CA
    Martinez, CA
    Turlock, CA
    Pleasanton, CA
    Merced, CA
    Merced, CA
    Mill Valley, CA
    Sacramento, CA
  • 2006-05-05 → 2013-02-01
    Cuso Financial Services, L.P.
    San Francisco, CA
    San Francisco, CA
    Cloverdale, CA
    Napa, CA
    Santa Rosa, CA
    Sonoma, CA
    Santa Rosa, CA
  • 2002-07-08 → 2005-01-20
    Ifmg Securities, Inc.
    Oakland, CA
Other Businesses

1) 01/29/2018 - Travis Financial Services - DBA for LPL Business (entity for LPL business) - Inv rel - at reported business location(s) 2) 09/04/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Travis Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date 11/01/2025 - 170 Hrs/Mth - 10 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-13
  • S63 Uniform Securities Agent State Law Examination
    1992-08-13

View on SEC IAPD

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