Michael Steven Gradl

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 01/2018
  Cuso Financial Services, Lp/Sorrento Pacific Financial, Llc
  San Diego, CA
• 01/2018 → Present
  Lpl Financial
  Vacaville, CA
• 01/2018 → Present
  Travis Credit Union
  Vacaville, CA

Previous Registrations

• 2016-01-05 → 2018-01-25
  Cuso Financial Services, L.P.
  Liberty Lake, WA
  Liberty Lake, WA
  San Diego, CA
  Spokane, WA
• 2013-01-17 → 2016-01-08
  Sorrento Pacific Financial, Llc
  San Rafael, CA
  Fresno, CA
  Gualala, CA
  Sacramento, CA
  Fresno, CA
  Ukiah, CA
  San Francisco, CA
  Vasailia, CA
  Napa, CA
  St Helena, CA
  Lafayette, CA
  Yountville, CA
  Livermore, CA
  Livingston, CA
  Martinez, CA
  Walnut Creek, CA
  Vallejo, CA
  Mariposa, CA
  Auburn, CA
  Grass Valley, CA
  Santa Rosa, CA
  Roseville, CA
  Penn Valley, CA
  San Rafeal, CA
  Redwood, CA
  Modesto, CA
  Modesto, CA
  Dos Palos, CA
  Sonora, CA
  Firebaugh, CA
  Petaluma, CA
  Middletown, CA
  San Rafael, CA
  Napa, CA
  Fresno, CA
  Benicia, CA
  Atwater, CA
  Hilmar, CA
  Rancho Cordova, CA
  North Sebastopol, CA
  Larkspur, CA
  Modesto, CA
  Kerman, CA
  Riverbank, CA
  Rohnert Park, CA
  Madera, CA
  Kelseyville, CA
  Upper Lake, CA
  Kingsburg, CA
  Sanger, CA
  Shafter, CA
  Fairfield, CA
  Santa Rosa, CA
  Suisun, CA
  Healdsburg, CA
  Santa Rosa, CA
  San Rafael, CA
  Fresno, CA
  Los Pacheco, CA
  Lakeport, CA
  Sausolito, CA
  Taft, CA
  Clovis, CA
  American Canyon, CA
  Calistoga, CA
  Napa, CA
  Concord, CA
  Fresno, CA
  Clearlake, CA
  Guerneville, CA
  Fairfield, CA
  Vacaville, CA
  Sebastopol, CA
  Novato, CA
  Fresno, CA
  Selma, CA
  Petaluma, CA
  Hanford, CA
  Bakerfield, CA
  Fresno, CA
  Lake Isabella, CA
  Tulare, CA
  Bakersfield, CA
  San Anselmo, CA
  Ceres, CA
  Mill Valley, CA
  Huron, CA
  Sonoma, CA
  Turlock, CA
  Martinez, CA
  Turlock, CA
  Pleasanton, CA
  Merced, CA
  Merced, CA
  Mill Valley, CA
  Sacramento, CA
• 2006-05-05 → 2013-02-01
  Cuso Financial Services, L.P.
  San Francisco, CA
  San Francisco, CA
  Cloverdale, CA
  Napa, CA
  Santa Rosa, CA
  Sonoma, CA
  Santa Rosa, CA
• 2002-07-08 → 2005-01-20
  Ifmg Securities, Inc.
  Oakland, CA

Other Businesses

1) 01/29/2018 - Travis Financial Services - DBA for LPL Business (entity for LPL business) - Inv rel - at reported business location(s) 2) 09/04/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Travis Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date 11/01/2025 - 170 Hrs/Mth - 10 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-08-13