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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-20
VA RA APPROVED 2001-06-15
  • TX RA
    APPROVED_RES
    Since 2024-08-20
  • VA RA
    APPROVED
    Since 2001-06-15

Branch Locations

8444 Westpark Dr Suite 900, Mclean, VA 22102 • United States

Centreville, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Mclean VA 04/2001 Present
Mml Investors Services, Llc Mclean VA 05/2001 Present
Other Businesses

NAME:VARIOUS OUTSIDE INSURANCE CARRIERS INV REL: Y ADDR: 8444 WESTPARK DRIVE, SUITE 900, MCLEAN VA 22102 NATURE: LIFE, LTC, HEALTH POSITION: AGENT START DATE: 1/1/2011 HR/MO: 40 HR/MO D TRADING: 40

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-29
S63 Uniform Securities Agent State Law Examination 1999-04-29
  • S65 Uniform Investment Adviser Law Examination
    1999-05-29
  • S63 Uniform Securities Agent State Law Examination
    1999-04-29

View on SEC IAPD

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