Erik J Gaucher

Current Employers

Employment History

• 07/2014 → 03/2017
  Metlife Securities, Inc.
  Overland Park, KS
• 07/2016 → 11/2019
  Masssmutual Life Insurance Co
  Overland Park, KS
• 03/2017 → 07/2017
  Mml Investors Services, Llc
  Overland Park, KS
• 09/2018 → 07/2019
  Mml Investors Services, Llc
  Overland Park, KS
• 01/2017 → Present
  Ej's Urban Eatery / Front Porch Hospitality, Llc
  Kansas City, MO
• 07/2014 → 03/2017
  Msi Financial Services, Inc
  Overland Park, KS
• 02/2021 → 09/2021
  Massmutual Life Insurance Co
  Overland Park, KS
• 04/2021 → 09/2021
  Mml Investors Services, Llc
  Overland Park, KS
• 12/2021 → Present
  Charles Schwab & Co., Inc.
  Seattle, WA
• 12/2021 → Present
  Charles Schwab Bank, Ssb
  Seattle, WA
• 08/2023 → 06/2024
  Td Ameritrade Inc.
  Seattle, WA

Previous Registrations

• 2021-06-30 → 2021-09-20
  Mml Investors Services, Llc
  Overland Park, KS
• 2017-03-25 → 2017-08-02
  Mml Investors Services, Llc
  Overland Park, KS
• 2014-08-20 → 2017-03-25
  Msi Financial Services, Inc.
  Overland Park, KS
• 2012-01-12 → 2014-05-28
  Wells Fargo Clearing Services, Llc
  Mission Woods, KS
• 2002-07-25 → 2012-01-17
  Ubs Financial Services Inc.
  Westfield, NJ
  Westfield, NJ
  Weehawken, NJ
  Florham Park, NJ
  Kansas City, MO
  Weehawken, NJ
  Kansas City, MO

Other Businesses

1) Front Porch Hospitality LLC| Not Investment Related| Kansas City, MO| Restaurant- Food Services| Managing member-Owner| Start date 1.6.2017| For less than 20 hours per month, none during trading hours| Business tax reporting. 2) 4 Paw Drive LLC| Not Investment Related| Kansas City, MO| Management Consulting Services| Managing member-Owner| Start date 3.29.2021 For less than 20 hours per month, none during trading hours| Help small businesses identify and harness tax credits and cost savings solutions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-05-14
• S63 Uniform Securities Agent State Law Examination
  1992-06-26

Other Names

• Erik Jay Gaucher