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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-06
GA RA APPROVED 2022-08-17
  • TX RA
    APPROVED_RES
    Since 2024-12-06
  • GA RA
    APPROVED
    Since 2022-08-17

Branch Locations

2400 Lakeview Parkway Suite 200, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triune Capital Advisors,Llc Charlotte NC 05/2011 08/2022
Prospera Financial Services Dallas TX 06/2013 08/2022
Raymond James & Associates, Inc Alpharetta GA 08/2022 Present
  • 05/2011 → 08/2022
    Triune Capital Advisors,Llc
    Charlotte, NC
  • 06/2013 → 08/2022
    Prospera Financial Services
    Dallas, TX
  • 08/2022 → Present
    Alpharetta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-19
S63 Uniform Securities Agent State Law Examination 1992-06-18
  • S65 Uniform Investment Adviser Law Examination
    2020-08-19
  • S63 Uniform Securities Agent State Law Examination
    1992-06-18
Other Names
  • Mark C Silva

View on SEC IAPD

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