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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-06 |
| GA | RA | APPROVED | 2022-08-17 |
Branch Locations
2400 Lakeview Parkway Suite 200, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triune Capital Advisors,Llc | Charlotte | NC | 05/2011 | 08/2022 |
| Prospera Financial Services | Dallas | TX | 06/2013 | 08/2022 |
| Raymond James & Associates, Inc | Alpharetta | GA | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-18 |
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