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Joseph Oberschewen

Lanark Financial, Inc.

Louisville, KY

Summit, NJ

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Current Employers
Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-01-10
NJ RA APPROVED 2015-07-31
  • NY RA
    APPROVED
    Since 2023-01-10
  • NJ RA
    APPROVED
    Since 2015-07-31

Branch Locations

9700 Park Plaza Ave. Suite 104, Louisville, KY 40241 • United States

18-22 Bank Street Suite 108, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nbc Securities, Inc. Summit NJ 07/2015 Present
  • 07/2015 → Present
    Nbc Securities, Inc.
    Summit, NJ
Previous Registrations
  • 2012-04-11 → 2015-07-31
    Jhs Capital Advisors, Llc
    Tampa, FL
    Tampa, FL
    Atlanta, GA
    New York, NY
    Portland, OR
    New York, NY
    Summit, NJ
    Brielle, NJ
    North Port, FL
  • 2009-05-21 → 2012-04-11
    Paulson Investment Company Llc
    Melville, NY
    Melville, NY
    Pembroke Pines, FL
    Melville, NY
    Jackson, NJ
    Portland, OR
    Brielle, NJ
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-08
S63 Uniform Securities Agent State Law Examination 1992-05-04
  • S65 Uniform Investment Adviser Law Examination
    2009-05-08
  • S63 Uniform Securities Agent State Law Examination
    1992-05-04

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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