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Nathaniel Humes

Edward Jones

Gastonia, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-28
NC RA APPROVED 2024-10-01
  • TX RA
    APPROVED
    Since 2025-02-28
  • NC RA
    APPROVED
    Since 2024-10-01

Branch Locations

942 East Garrison Boulevard, Gastonia, NC 28054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Inc Charlotte NC 08/2005 07/2024
Living Word Tabernacle Bessemer City NC 02/2015 01/2020
Lpl Financial Llc Fort Mill SC 07/2024 08/2024
Edward Jones St Louis MO 09/2024 Present
  • 08/2005 → 07/2024
    The Vanguard Group Inc
    Charlotte, NC
  • 02/2015 → 01/2020
    Living Word Tabernacle
    Bessemer City, NC
  • 07/2024 → 08/2024
    Lpl Financial Llc
    Fort Mill, SC
  • 09/2024 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
S63 Uniform Securities Agent State Law Examination 2005-09-14
  • S66 Uniform Combined State Law Examination
    2024-09-30
  • S63 Uniform Securities Agent State Law Examination
    2005-09-14
Other Names
  • Nathaniel J Humes
  • Nathaniel Joseph Humes
  • Nathaniel Humes

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
PACKERLAND BROKERAGE SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
LPL FINANCIAL LLC
RAYMOND JAMES & ASSOCIATES, INC.
WMS ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

BRYAN THOMAS CASSELLS
CARRIE BRINKLEY JONES
Jeffrey Steven Thomas
AARON THOMAS LEWIS
Lucas Charles Beatty
Taylor Rogers Flanagan
AMELIA JUSTICE HARMON
HAROLD ASHLEY LAWSON

Other Offices

OSAIC WEALTH, INC. · GASTONIA, NC
PACKERLAND BROKERAGE SERVICES, INC. · GASTONIA, NC
WELLS FARGO CLEARING SERVICES, LLC · GASTONIA, NC
THRIVENT INVESTMENT MANAGEMENT INC. · Gastonia, NC
LPL FINANCIAL LLC · GASTONIA, NC
RAYMOND JAMES & ASSOCIATES, INC. · GASTONIA, NC
WMS ADVISORS, LLC · Gastonia, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GASTONIA, NC

More in Gastonia, NC

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