Alfred Andrew Marwede

Employer firm

Forum Financial Management, LP CRD 145706

$8.69B regulatory AUM 155 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Forum Financial Management, Lp
  Lombard, IL

Previous Registrations

• 2004-04-23 → 2012-11-30
  Serious Stewardship, Llc
  Lake Forest, IL
• 2003-01-17 → 2004-04-05
  Credit Suisse Securities (Usa) Llc
  Chicago, IL
• 1998-06-13 → 2003-01-17
  Pershing Llc
  Chicago, IL

Other Businesses

1)F.A.M. LLC; Not investment related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; General Partner to Forum Financial Management, LP; Member; 08/2012; Less than 5 hours per month; Less than 5 hours during securities trading hours; provide certain management services pursuant to Forum Financial Management, LP as part of a service agreement.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-11
• S63 Uniform Securities Agent State Law Examination
  1992-06-29

Other Names

• A Andrew Marwede