Marc Gregory Minor

Current Employers

Employment History

• 08/2001 → Present
  Legacy Financial Services
  Petaluma, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Naples, FL

Previous Registrations

• 2008-02-27 → 2024-01-19
  Woodbury Financial Services, Inc.
  East Peoria, IL
  Naples, FL
  Bonita Springs, FL
  Springfield, IL
  Springfield, IL
  Peoria, IL

Other Businesses

1. LEGACY INVESTMENT SERVICES, INC.; POSITION: President & Sr. Partner NATURE: Corp. INVESTMENT RELATED: No No. OF HRS: 20 SECURITIES TRADING HRS: 15 START: 11/01/2001; ADD: 430 N. Main St., East Peoria IL 61611; DESC: My duties include updating marketing materials, preparing & delivering group study webinars, conducting individual advisor coaching calls & working with the Legacy team leaders on priorities for the enterprise. 2. ADVISOR CONTROLS POSITION: CEO NATURE: Advisor Controls provides fee-based services & will remain agnostic as it relates to Broker Dealer and vendor relationships. Legacy Advisor Technologies and Impact Technologies, working as a partnership under Advisor Controls, will work in concert to help advisors, consultants and fiduciaries become more compliant, productive and efficient in their day-to-day operations. Advisor controls is advisor facing only. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 12/04/2018, ADD: 4430 Wayside Dr, Naples FL 34119, DESC: This OBA will serve to provide a platform that vets and maintains leading technologies. Advisor Controls provides fee-based services & will remain agnostic as it relates to Broker Dealer & vendor relationships. Legacy Advisor Technologies & Impact Technologies, working as a partnership under Advisor Controls, will work in concert to help advisors, consultants & fiduciaries become more compliant, productive & efficient in their day-to-day operations. Advisor controls is advisor facing only. I assist with coordinating technology enhancements & building individual & enterprise relationships with advisors. 3. ADVISOR NATION POSITION: CEO NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 11/02/2017 ADDRESS: 4430 wayside dr, Naples FL 34119, United States DESCRIPTION: This will serve to provide a platform that vets and maintains leading technologies while providing a delivery system through professional coaching and peer to peer interaction. This is a DBA. Advisor Nation, Legacy Advisor Network Inc, and Legacy Advisor Technologies provide fee-based services and will remain agnostic, as it relates to broker dealer and vendor relationships. These combined entities will work in concert to help advisors, consultants, and fiduciaries become more compliant, productive and efficient in their day to day operations. I assist in coordinating technology enhancement sand building individual and enterprise relationships.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-25
• S63 Uniform Securities Agent State Law Examination
  1993-01-25