Neal Patrick Richard

Employer firm

Savant Wealth Management CRD 107271

$55.6B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1997 → 06/2026
  Allegiance Financial Group, Inc.
  S. Portland, ME
• 08/2000 → 06/2026
  Allegiance Capital, L.L.C
  S. Portland, ME
• 07/2026 → Present
  Savant Wealth Management
  Rockford, IL

Other Businesses

Savant Wealth Management acquired the assets of Richard Brothers Financial Advisors, an SEC-registered investment adviser, effective 06/30/2026. Richard Brothers Financial Advisors will continue to operate during a transition period, during which Mr. Richard will serve as a Vice President and Financial Advisor. Following the transition, the investment adviser registration of Richard Brothers Financial Advisors will be withdrawn. Marlin Enterprise; Real Estate Holding Co.; Firm manages property; Started 3/2002; owner/manager; Devote 1 hr/week to this activity. AFX Global Advisors Inc.; Firm is a Maine Insurance Agency; Started 11/2002; Shareholder/Treasurer; Devote 2 hrs/week to this activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-29
• S63 Uniform Securities Agent State Law Examination
  1992-05-19