Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-10-17
TX RA APPROVED 2017-10-17
  • CA RA
    APPROVED
    Since 2017-10-17
  • TX RA
    APPROVED
    Since 2017-10-17

Branch Locations

301 N. Rampart St. Suite B, Orange, CA 92868 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Orange CA 09/2014 10/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2017 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2017 Present
Previous Registrations
  • 2014-09-18 → 2017-10-17
    Investment Centers Of America, Inc.
    Orange, CA
    Bismarck, ND
    Orange, CA
  • 2009-08-10 → 2014-09-29
    Bancwest Investment Services, Inc.
    Garden Grove, CA
    Tustin, CA
    La Mirada, CA
    La Habra, CA
    Foothill Ranch, CA
    Mission Viejo, CA
    Temple City, CA
    Fullerton, CA
    Huntington Beach, CA
    Brea, CA
    Anaheim, CA
    Santa Ana, CA
    Stanton, CA
    Garden Grove, CA
    Anaheim, CA
    Anaheim, CA
Other Businesses

1.ARDENTONE FINANCIAL, 265 S ANITA DR STE 119, ORANGE, CA, 9/2014 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 55/WK - 8/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.RENTAL PROPERTY OWNER, PLACENTIA, CA, 8/2016. NIR - 5/MO - 0/TRADING. 4.DPOA FOR GREAT AUNT, FULLERTON, CA, 2/2017. NIR - 0/MO. 5.ARDENTONE FINANCIAL, 3707 GARDEN GROVE STE M101A, ORANGE, CA 1/2015 AS PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 60/WK - 30/TRADING 6.INDEPENDENT INSURANCE AGENT, 3707 GARDEN GROVE BLVD STE 101A, ORANGE, CA, 09/2014. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-2/WK-0/TRADING. 7.DAVID GIBB, 1118 North Richman Avenue, Fullerton CA 92835, 07/2016, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-06
S63 Uniform Securities Agent State Law Examination 2006-01-10
  • S65 Uniform Investment Adviser Law Examination
    2009-08-06
  • S63 Uniform Securities Agent State Law Examination
    2006-01-10
Other Names
  • David T Gibb

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Orange, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor