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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-01 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States
131 South Rodeo Dr Suite 200, Beverly Hills, CA 90212 • United States
Pacific Palisades, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Beverly Hills | CA | 07/1997 | Present |
1) CHILD SUCCESS FOUNDATION 828 PICO BLVD. STE. 7 SANTA MONICA, CA 90405 PROVIDES FUNDS FOR FAMILIES THAT CAN'T AFFORD PEDIATRIC OCCUPATIONAL, EDUCATIONAL AND SPECH THEREPY FOR THEIR CHILD. COMMUNITY OUTREACH AND EDUCATION FOR THE EARLY DETECTION OF DEVELOPMENTAL ISSUES. 5 HOURS PER MONTH EFF: 1-2-09 DIRECTOR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-30 |
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