Sandy Magid

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1998 → 10/2019
  1St Global Capital Corp.
  Novato, CA
• 12/1999 → 10/2019
  1St Global Advisors, Inc
  Novato, CA
• 01/2004 → Present
  Magid Accountancy Corporation, Apc
  Novato, CA
• 06/2007 → 09/2025
  Avantax Insurance Services
  Novato, CA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Novato, CA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Novato, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Novato, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Novato, CA
• 1999-12-03 → 2019-10-25
  1St Global Advisors Inc
  Novato, CA

Other Businesses

1) COOK PARTNERS I, LLC POSITION: Minority investor NATURE: The commercial building acquired will be leased to a single tenant. The tenant manufactures products in the life sciences/biotech industry. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 TRADING HOURS: 1 START DATE: 12/01/2012 ADDRESS: Petaluma CA, DESCRIPTION: Investor only (to date). 2) GAM ENTERPRISES POSITION: OWNER NATURE: PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 TRADING HOURS: 0 START DATE: 01/01/1980 ADDRESS: Novato CA, DESCRIPTION: Income tax services 3) LINCOLN NATIONAL LIFE INS CO POSITION: Sales agent NATURE: Provides LTD group policies. Policy was recommended to my CPA firm by Diana Schmidt of DI&LTC Ins with Plus Group. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 TRADING HOURS: 1 START DATE: 09/01/2015 ADDRESS: Omaha NE DESCRIPTION: My firm wishes to provide group long term disability insurance to our eligible employees. 4) MAGID WEALTH MANAGEMENT POSITION: PROVIDE INVESTMENT ADVISORY SERVICES, ANNUITIES AND INSURANCE THRU 1ST GLOBAL NATURE: WEALTH MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 TRADING HOURS: 5 START DATE: 01/01/2014 ADDRESS: Novato CA , DESCRIPTION: MEET WITH CLIENTS, POTENTIAL CLIENTS FOR INVESTMENT ADVISORY AND INSURANCE PRODUCTS. ANALYZE CLIENT NEEDS, MAKE RECOMMENDATIONS FOR PORTFOLIO DESIGNS. MEET WITH 3RD PARTY WHOLESALERS PARTNERING WITH 1ST G. 5) SUCCESSOR TRUSTEE FOR THE ALTA TRUST POSITION: Successor Trustee NATURE: Irrevoc Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 TRADING HOURS: 1 START: 03/22/2002 ADDRESS: Novato CA , DESCRIPTION: As successor trustee, I make all final decisions related to the investments and conduct of the trust according to the provisions of the trust 6) MAGID ACCOUNTANCY CORPORATION, APC (FORMERLY MAGID STROUD ACCOUNTANCY CORPORATION, APC) POSITION: PRESIDENT/CPA NATURE: CPA PRACTICE INVESTMENT RELATED: No NUMBER OF HOURS: 200 TRADING HOURS: 8 START DATE: 03/14/2004 ADDRESS: Ste 200, Novato CA DESCRIPTION: TAX PLANNING AND COMPLIANCE SERVICES; BUSINESS CONSULTING, ETC. 7) TRUSTEE FOR THE JOEL ALAN AUSLEN FAMILY TRUST POSITION: Trustee NATURE: Irrevoc trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 TRADING HOURS: 1 START: 07/18/1991 ADDRESS: Ste 200, Novato CA DESCRIPTION: Duties as stated under terms of trust. 8) BOARD OF DIRECTORS - MARIN COUNTY ESTATE PLANNING COUNCIL POSITION: Member - Board of Directors, President NATURE: Organization composed of professionals who expend a significant amount of their business lives in the areas of estates and trusts. Affiliated with the National Council of Estate Planners. Holds five meetings a year and has speakers related to all aspects of estate planning. INV RELATED: Yes NUMBER OF HOURS: 5 TRADING HOURS: 0 START DATE: 07/01/2017 ADDRESS: P O Box 750, Fairfax CA DESCRIPTION: As President, the primary responsibility is to see that all other members of the board of directors are carrying out their assigned duties, preside over the general membership meetings (5 per year), prepare the agenda's for the board meetings, assign specific duties, work with the organizations paid administrator for meeting notifications, membership issues and all other issues which may become necessary during the fiscal year July 1, 2017 - June 30, 2018. 9)"ROTARY CLUB OF TERRA LINDA FOUNDATION (1); SECRETARY; ATTEND BOARD MEETINGS, TAKE THE FORMAL MINUTES OF THE ORGANIZATION, DISCUSS ISSUES WHICH COME BEFORE THE BOARD AND VOTE ON ANY MATTERS WHICH REQUIRE A FORMAL VOTE BY THE BOARD.; NIR; 0; 07/01/2019; P. O. BOX 6682 SAN RAFAEL CA 94903; SEE RESPONSE TO ITEM 3 ABOVE. ON OCTOBER 1, 2019, THE ROTARY CLUB OF TERRA LINDA GENERAL MEMBERSHIP HELD IT'S ANNUAL MEETING. I WAS ELECTED TO THE BOARD OF DIRECTORS FOR A 3 YEAR TERM RETROACTIVE TO JULY 1, 2019 THRU JUNE 30, 2022."

Exams

• S66 Uniform Combined State Law Examination
  1999-08-30

Other Names

• George A Magid