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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-14 |
| AL | RA | APPROVED | 2009-01-02 |
Branch Locations
2 North 20Th Street Suite 1400, Birmingham, AL 35203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Birmingham | AL | 01/1999 | Present |
| Tax Preparation | Pinson | AL | 01/1979 | Present |
| Raymond James Financial Services Advisors, Inc | Birmingham | AL | 01/2009 | Present |
| Jefferson Securities | Birmingham | AL | 03/1992 | 06/2021 |
(1)Name of Business: Address: 6509 Harness Circle, Pinson, AL, 35126, United States Activity Type: Tax Preparation Position/Title: Other Investment Related: No Start Date: 01/01/1979 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Basic Tax return prep (2)Name of Business: NA Address: Two North Twentieth St, Birmingham, AL, 35203, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/16/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (3) Birmingham Investment Group Address: 2 20th St N Ste 1400, Birmingham, AL, 35203, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/21/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours:41+ Description of duties: Financial Advisor (4) Ingram Partners LLC Address: 2 20th St N Ste 1400, Birmingham, AL, 35203, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/21/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-12 |
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