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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-14
AL RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2013-10-14
  • AL RA
    APPROVED
    Since 2009-01-02

Branch Locations

2 North 20Th Street Suite 1400, Birmingham, AL 35203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Birmingham AL 01/1999 Present
Tax Preparation Pinson AL 01/1979 Present
Raymond James Financial Services Advisors, Inc Birmingham AL 01/2009 Present
Jefferson Securities Birmingham AL 03/1992 06/2021
  • 01/1999 → Present
    Raymond James Financial Services, Inc.
    Birmingham, AL
  • 01/1979 → Present
    Tax Preparation
    Pinson, AL
  • 01/2009 → Present
    Birmingham, AL
  • 03/1992 → 06/2021
    Jefferson Securities
    Birmingham, AL
Other Businesses

(1)Name of Business: Address: 6509 Harness Circle, Pinson, AL, 35126, United States Activity Type: Tax Preparation Position/Title: Other Investment Related: No Start Date: 01/01/1979 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Basic Tax return prep (2)Name of Business: NA Address: Two North Twentieth St, Birmingham, AL, 35203, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/16/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (3) Birmingham Investment Group Address: 2 20th St N Ste 1400, Birmingham, AL, 35203, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/21/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours:41+ Description of duties: Financial Advisor (4) Ingram Partners LLC Address: 2 20th St N Ste 1400, Birmingham, AL, 35203, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/21/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-07
S63 Uniform Securities Agent State Law Examination 1992-05-12
  • S65 Uniform Investment Adviser Law Examination
    1996-03-07
  • S63 Uniform Securities Agent State Law Examination
    1992-05-12

View on SEC IAPD

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