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Todd Buchner

Wells Fargo Advisors Financial Network, LLC

Reno, NV

Long Beach, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-18
TX RA APPROVED 2019-10-18
  • CA RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED
    Since 2019-10-18

Branch Locations

595 Humboldt St Ste 200, Reno, NV 89509 • United States

6460 E Pacific Coast Hwy Ste 223, Long Beach, CA 90803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Long Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Long Beach CA 11/2016 10/2019
Wells Fargo Advisors Financial Network, Llc Long Beach CA 10/2019 Present
Previous Registrations
Other Businesses

CADOX LLC, INV RELATED, LONG BEACH, CA, 100% OWNERSHIP, START 8/1/2022, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-05
S63 Uniform Securities Agent State Law Examination 1995-01-23
  • S65 Uniform Investment Adviser Law Examination
    1999-05-05
  • S63 Uniform Securities Agent State Law Examination
    1995-01-23
Other Names
  • Todd Michael Buchner

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Reno, NV
EDWARD JONES · RENO, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RENO, NV
BENJAMIN F. EDWARDS & COMPANY, INC. · Reno, NV
LPL FINANCIAL LLC · RENO, NV
GW FINANCIAL · RENO, NV
TREO VENTURES, LLC · RENO, NV
ELEVAGE PARTNERS, LLC · RENO, NV

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