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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-19 |
| SD | RA | APPROVED | 2007-04-24 |
Branch Locations
243 Founders Park Drive Suite 101, Rapid City, SD 57709-8479 • United States
Rapid City, SD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Rapid City | SD | 03/2008 | Present |
(1) UNIVERSITY OF SOUTH DAKOTA FOUNDATION; ADDRESS: 414 E CLARK ST VERMILLION, SD 57069; BUSINESS DESCRIPTION: NOT FOR PROFIT FOUNDATION; NOT INVESTMENT RELATED; START DATE: 10/06/2006; CAPACITY: BOARD OF DIRECTORS; DUTIES: 2 FORMAL MEETINGS A YEAR TO ATTEND; WILL PROMOTE THE UNIVERSITY & ENCOURAGE DONATIONS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .25 (2) CHAMBER MUSIC FESTIVAL; ADDRESS: 1427 BALTIMORE AVE ORLANDO, FL 32803; BUSINESS DESCRIPTION: ARTS ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 03/01/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: HELP WITH MARKETING IDEAS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-17 |
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