James Russell Clement

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets Corporation
  Rapid City, SD

Previous Registrations

• 2000-07-13 → 2002-12-12
  Citigroup Global Markets Inc.
  Omaha, NE

Other Businesses

(1) UNIVERSITY OF SOUTH DAKOTA FOUNDATION; ADDRESS: 414 E CLARK ST VERMILLION, SD 57069; BUSINESS DESCRIPTION: NOT FOR PROFIT FOUNDATION; NOT INVESTMENT RELATED; START DATE: 10/06/2006; CAPACITY: BOARD OF DIRECTORS; DUTIES: 2 FORMAL MEETINGS A YEAR TO ATTEND; WILL PROMOTE THE UNIVERSITY & ENCOURAGE DONATIONS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .25 (2) CHAMBER MUSIC FESTIVAL; ADDRESS: 1427 BALTIMORE AVE ORLANDO, FL 32803; BUSINESS DESCRIPTION: ARTS ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 03/01/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: HELP WITH MARKETING IDEAS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-24
• S63 Uniform Securities Agent State Law Examination
  1998-07-17

Other Names

• James Russell Clement
• James Clement