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Mark Edward Thomas

Townsend

Westminster, CO

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Current Employers
Townsend

2761 W. 120Th Ave., Suite 200, Westminster, CO 80234 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-26
CO RA APPROVED 2010-09-30
  • TX RA
    APPROVED_RES
    Since 2016-07-26
  • CO RA
    APPROVED
    Since 2010-09-30

Branch Locations

2761 W 120Th Avenue Suite 200, Westminster, CO 80234-2980 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Westminster CO 01/2010 06/2024
Townsend Retirement Specialists Westminster CO 09/2010 Present
Osaic Wealth, Inc. Westminster CO 06/2024 07/2025
Private Client Services Westminster CO 07/2025 Present
  • 01/2010 → 06/2024
    Securities America, Inc
    Westminster, CO
  • 09/2010 → Present
    Townsend Retirement Specialists
    Westminster, CO
  • 06/2024 → 07/2025
    Osaic Wealth, Inc.
    Westminster, CO
  • 07/2025 → Present
    Private Client Services
    Westminster, CO
Other Businesses

1) Townsend and Associates, Inc. 2761 W 120th Ave, Ste 200, Westminster, CO 80234. RIA. 160 hrs/mo; 160 during trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-30
S63 Uniform Securities Agent State Law Examination 1992-06-22
  • S66 Uniform Combined State Law Examination
    2010-07-30
  • S63 Uniform Securities Agent State Law Examination
    1992-06-22

View on SEC IAPD

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WORTH ADVISORS
EDELMAN FINANCIAL ENGINES

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Other Offices

J.P. MORGAN SECURITIES LLC · WESTMINSTER, CO
WELLS FARGO CLEARING SERVICES, LLC · WESTMINSTER, CO
ASCENSUS INVESTMENT ADVISORS, LLC · BROOMFIELD, CO
KEY INVESTMENT SERVICES LLC · Westminster, CO
EDWARD JONES · WESTMINSTER, CO
WEALTH WATCH ADVISORS, INC · WESTMINSTER, CO
WORTH ADVISORS · Westminster, CO
EDELMAN FINANCIAL ENGINES · WESTMINSTER, CO

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