Best Investors
Account
Sign in
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-05-06 |
Branch Locations
3100 Village Point Ste 200, Chesterton, IN 46304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Financial Group Llc | Merrillville | IN | 11/2014 | 12/2018 |
| Sii Investments | Merrillville | IN | 11/2014 | 12/2016 |
| First Allied Securities, Inc | Chesterton | IN | 12/2018 | 05/2020 |
| Lakeside Wealth Management, Llc | Chesterton | IN | 12/2018 | 05/2020 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 05/2020 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 05/2020 | Present |
MUNSTER LOINS CLUB; NON-INVESTMENT RELATED, CLUB SECRETARY; NON-PROFIT ORGANIZATION; START DATE 12/10/2018; 4 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-04 |
Reach out to this advisor