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600 University Park Place Suite 501, Birmingham, AL 35209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-12-23 |
| IN | RA | APPROVED | 2024-01-11 |
Branch Locations
101 East 90Th Drive Suite A, Merrillville, IN 46410 • United States
600 University Park Place Suite 501, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategiq Financial Group | Merrillville | IN | 04/1996 | 03/2024 |
| Sii Investments Inc | Merrillville | IN | 10/2007 | 12/2016 |
| Waverly Advisors, Llc | Merrillville | IN | 01/2024 | Present |
1)HK MANAGEMENT, LLC; NOT INVESTMENT RELATED; 101 EAST 90TH DRIVE, MERRILLVILLE, IN 46410; REAL ESTATE MANAGMENT; MEMBER; 1999; 1 HR PER MONTH; 0 HRS DURING TRADING; REVIEW FINANCIALS 2)DUNEGRASS, LLC; NOT INVESTMENT RELATED; SAME AS ABOVE; COMMERCIAL REAL ESTATE PROPERTY; MEMBER; 1998; 0 HRS PER MONTH; 0 HRS DURING TRADING; REVIEW FINANCIALS 3) IQ COMPANIES, LLC; NOT INVESTMENT RELATED; SAME AS ABOVE; HOLDING COMPANY; MANAGER, MEMBER; 06/01/2014; 5 HRS PER MONTH; 5 HRS DURING TRADING; EXECUTIVE MANAGEMENT 4) IMAT, LLC; NOT INVESTMENT RELATED; SAME AS ABOVE; HEALTH 7 FITNESS CLUB; MEMBER; 2008; 0 HRS PER MONTH; 0 HRS DURING TRADING; REVIEW FINANCIALS 5) WAAM TOPCO, LLC; Not Investment Related; 600 University Park Place, Suite 501 Birmingham, AL 35209; Holding Company; Member; 2024, 0 Hours Per Month; 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-06-04 |
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