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Current Employers
Lantern Wealth Advisors, Llc

35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-10-13
  • CA RA
    APPROVED
    Since 2010-10-13

Branch Locations

35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States

111 Pine St Ste 1215, San Francisco, CA 94111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lantern Investments San Francisco CA 01/2009 Present
Lantern Advisers Llc Melville NY 05/2010 Present
  • 01/2009 → Present
    Lantern Investments
    San Francisco, CA
  • 05/2010 → Present
    Lantern Advisers Llc
    Melville, NY
Previous Registrations
  • 2003-02-13 → 2008-05-23
    Mclaughlin, Piven, Vogel Securities, Inc.
    San Francisco, CA
    San Fran, CA
Other Businesses

LANTERN ADVISERS LLC SINCE 05/2010 INVESTMENT RELATED. HEADQUARTERS LOCATED AT 35 PINELAWN ROAD MELVILLE, NY. SALES. APPROXIMATELY 1 HOUR /MONTH WHICH MAY BE DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-15
S63 Uniform Securities Agent State Law Examination 1992-08-19
  • S65 Uniform Investment Adviser Law Examination
    1999-11-15
  • S63 Uniform Securities Agent State Law Examination
    1992-08-19
Other Names
  • Sonny Arias

View on SEC IAPD

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