Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
| PA | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc. | Cohoes | NY | 07/1999 | 07/2025 |
| Lpl Financial Llc | Cohoes | NY | 07/2025 | Present |
1- 07/2025 - Neil Olden O'Brien - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/09/1999 - 2 hours per month/ during trading 2- 07/2025 - Capital Asset Management, Inc. - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 10/23/2009 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-04 |
Reach out to this advisor