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1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-22 |
Branch Locations
132 Mohawk Street, Cohoes, NY 12047 • United States
1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stark And Basila Cpas Pc | Cohoes | NY | 11/2012 | 11/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2016 | 10/2020 |
| Forum Financial Management, Lp | Lombard | IL | 09/2016 | Present |
| Stark & D'APrile Cpas Pc | Cohoes | NY | 12/2022 | Present |
| Forum Financial Management, Lp | Lombard | IL | 01/2021 | Present |
1) Stark & D'Aprile CPAs PC; Not investment-related; 132 Mohawk Street, Cohoes, NY 12047; Accounting and tax services; President and Certified Public Accountant; 06/1986; 65 hours/month devoted; 65 hours during securities trading hours; Accounting and tax services. 2) Sole Proprietor; Not investment-related; 132 Mohawk Street, Cohoes, NY 12047; Insurance sales; Insurance agent; 8/2000; 2 hours/month devoted; 2 hours during securities trading hours; Insurance sales. 3) 132 Mohawk Street LLC; Not investment-related; 132 Mohawk Street, Cohoes, NY 12047; Real estate; Member; 6/2000; 5 hours/month devoted; 5 hours during securities trading hours; Collect rent and manage property. 4) F.A.M. LLC; Not investment related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; General Partner to Forum Financial Management, LP; Member; 01/2021; Less than 5 hours per month; Less than 5 hours during securities trading hours; provide certain management services pursuant to Forum Financial Management, LP as part of a service agreement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-08 |
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