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328 Newman Springs Road, Red Bank, NJ 07701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2005-04-12 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garden State Securities, Inc. | Manalapan | NJ | 09/1998 | Present |
| Garden State Investment Advisory Services, Llc | Wall Township | NJ | 09/2004 | Present |
1) GARDEN STATE INSURANCE AGENCY, INC. - OWNER, LESS THAN 10 HOURS A MONTH. 2) S&J INVESTMENT PROPERTIES/194 BEACH AVE, LLC, REAL ESTATE, PARTNER, NOT INVESTMENT-RELATED, 0 HOURS SPENT DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-15 |
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