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Hernan Alirio Prince

J.P. Morgan Securities LLC

Vancouver, WA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-08-22
TX RA APPROVED_RES 2014-04-10
FL RA APPROVED 2012-10-01
  • WA RA
    APPROVED
    Since 2017-08-22
  • TX RA
    APPROVED_RES
    Since 2014-04-10
  • FL RA
    APPROVED
    Since 2012-10-01

Branch Locations

13215 Se Mill Plain Blvd, Suite E, Vancouver, WA 98684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Tampa FL 02/2012 04/2019
J.P. Morgan Securities Llc Vancouver WA 04/2019 Present
Jpmorgan Chase Bank, N.A. Vancouver WA 04/2019 Present
Jpmorgan Chase Bank, N.A Tampa FL 02/2012 04/2019
Amazon Seattle WA 07/2023 01/2025
  • 02/2012 → 04/2019
    J.P. Morgan Securities Llc
    Tampa, FL
  • 04/2019 → Present
    J.P. Morgan Securities Llc
    Vancouver, WA
  • 04/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Vancouver, WA
  • 02/2012 → 04/2019
    Jpmorgan Chase Bank, N.A
    Tampa, FL
  • 07/2023 → 01/2025
    Amazon
    Seattle, WA
Previous Registrations
  • 2012-02-06 → 2012-10-01
    Chase Investment Services Corp.
    Tampa, FL
    Tampa, FL
    Brandon, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-01
S63 Uniform Securities Agent State Law Examination 2005-10-14
  • S66 Uniform Combined State Law Examination
    2012-02-01
  • S63 Uniform Securities Agent State Law Examination
    2005-10-14
Other Names
  • Hernan A Prince

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
AMERIPRISE FINANCIAL SERVICES, LLC · VANCOUVER, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
LPL FINANCIAL LLC · VANCOUVER, WA

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