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Thao Mong Nguyen

Strategic Advisers LLC

Campbell, CA

San Jose, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

851 East Hamilton Ave Ste 100, Campbell, CA 95008-0600 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Campbell CA 05/2021 Present
Tmc Inc. Los Angeles CA 06/2018 04/2021
Peninsula Postal Credit Union San Jose CA 03/2017 05/2018
Silicon Valley Community Foundation Mountain View CA 03/2016 05/2017
Fidelity Investments Boston MA 03/2025 Present
  • 05/2021 → Present
    Fidelity Investments
    Campbell, CA
  • 06/2018 → 04/2021
    Tmc Inc.
    Los Angeles, CA
  • 03/2017 → 05/2018
    Peninsula Postal Credit Union
    San Jose, CA
  • 03/2016 → 05/2017
    Silicon Valley Community Foundation
    Mountain View, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-06-23 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Campbell, CA
  • 2010-04-30 → 2010-08-18
    Oneamerica Securities, Inc.
    San Jose, CA
  • 2007-08-24 → 2008-06-06
    Lpl Financial Llc
    Cupertino, CA
    Fort Mill, SC
    San Jose, CA
  • 2004-08-31 → 2005-08-26
    Banc Of America Investment Services, Inc.
    San Jose, CA
  • 1997-07-08 → 2004-09-10
    Citigroup Global Markets Inc.
    Palo Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-19
S63 Uniform Securities Agent State Law Examination 2021-12-06
S65 Uniform Investment Adviser Law Examination 1993-07-01
  • S66 Uniform Combined State Law Examination
    2022-01-19
  • S63 Uniform Securities Agent State Law Examination
    2021-12-06
  • S65 Uniform Investment Adviser Law Examination
    1993-07-01
Other Names
  • Thao Mong Nguyen
  • Thao Nguyen

View on SEC IAPD

Other Firms

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BEACON POINTE ADVISORS, LLC
CETERA INVESTMENT ADVISERS LLC
PRIVATE ADVISOR GROUP, LLC
PARK AVENUE SECURITIES LLC
FELLOWS FUND MANAGEMENT LLC
MINE & ARAO WEALTH CREATION AND MANAGEMENT, LLC

Other Investors

CHIOU-PYING CHENG
ANTONIO JOSE DEL CASTILLO
TOMOKO KOYAMA
LAN JIN
RICHARD ABARCA
DAVID WEI-JENG CHEN
RASHMINA LALANI
DAVID NGUYEN

Other Offices

MONTAGE CAPITAL · CAMPBELL, CA
LPL FINANCIAL LLC · CAMPBELL, CA
BEACON POINTE ADVISORS, LLC · CAMPBELL, CA
CETERA INVESTMENT ADVISERS LLC · CAMPBELL, CA
PRIVATE ADVISOR GROUP, LLC · Campbell, CA
BEACON POINTE ADVISORS, LLC · Campbell, CA
BEACON POINTE ADVISORS, LLC · Campbell, CA
BEACON POINTE ADVISORS, LLC · Campbell, CA

More in Campbell, CA

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