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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-07-10 |
Branch Locations
823 South King Street Sw Suite I, Leesburg, VA 20175 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prince William Co. Dept Of Fire & Rescue | Prince William | VA | 12/1977 | Present |
| Cadaret, Grant & Co., Inc. | Leesburg | VA | 01/2006 | 07/2025 |
| The Barnes Group | Leesburg | VA | 07/2002 | 07/2025 |
| Lpl Financial Llc | Leesburg | VA | 07/2025 | Present |
1) 07/2025 - Prince William County, VA / Outside/W-2 Employment / Assistant Fire Chief / Non Inv Related / Woodbridge VA 22192 / Start date 11/27/1977 - 160 hrs per month - 40 Total Hours per month during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-08 |
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