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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2002-07-31 |
| TX | RA | APPROVED_RES | 2002-07-12 |
Branch Locations
312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Cincinnati | OH | 07/2002 | Present |
| Bank Of America,Na | Cincinnati | OH | 12/2009 | Present |
(1)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFITNAME OF OUTSIDE BUSINESS ORGANIZATION: FAMILY FIDUCIARY POSITIONINVESTMENT RELATED: NADDRESS OF BUSINESS: NATURE OF BUSINESS: FIDUCIARY POSITIONPOSITION, TITLE, ASSOCIATION: EXECUTOR/ADMINISTRATOR/PERSONAL REPRESENTATIVESTART DATE OF RELATIONSHIP:NUMBER OF HOURS DEVOTED PER MONTH: NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: DUTIES: EXECUTOR/ADMINISTRATOR/PERSONAL REPRESENTATIVEI I*1401253For profit or not for profit: Entity CharitableName of outside business organization: Sam Hubbard FoundationInvestment related: NAddress of business: Cincinnati, Ohio, 45226, United StatesNature of business: ["Charitable Organization"]Position, title, association: ["Other"], Start date of relationship: 7/21/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: Would not be on the board but on an Advisory Committee to the Board and founder., Provide strategic advice to the non-profit, network with community leaders, fundraising for Hubbards Cupboards for food assistance to children.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-27 |
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