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12 E. Main Street, Pawling, NY 12564 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Trust Company | New York | NY | 04/1996 | Present |
| Bourne Lent | Montclaire | NJ | 06/2006 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-10-09 |
| S65 | Uniform Investment Adviser Law Examination | 1992-03-13 |
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