Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2010-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America,N.A. | Portland | ME | 09/2010 | Present |
| Merrill Lynch, Pierce, Fenner, & Smith Incorporated | Portland | ME | 01/2010 | Present |
I*30340For profit or not for profit: Non-Profit OrganizationName of outside business organization: Maine Coucil of ChurchesInvestment related: NAddress of business:Portland, Maine 4101Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 1/1/1998Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Subcommittee Member To help guide all denominations of churches in MaineI*119778For profit or not for profit: Non-Profit OrganizationName of outside business organization: Pine Tree Council of the Boy Scouts of AmericaInvestment related: NAddress of business:Raymond, Maine 4071Nature of business: Charitable Organization,Position, title, association: Director, Start date of relationship: 1/1/2019Number of hours devoted: 3 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Member of the Board of DirectorsI*119779For profit or not for profit: Non-Profit OrganizationName of outside business organization: Cumberland Cemetery AssociationInvestment related: NAddress of business: Cumberland, Maine 04021Nature of business: LLC,Position, title, association: Advisory Board Member, Start date of relationship: 12/1/2017Number of hours devoted: 3 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: To help oversee for the care of the Cemeteries in my town.I*129705For profit or not for profit: Non-Profit OrganizationName of outside business organization: Cumberland Rifle and Pistol ClubInvestment related: NAddress of business: Cumberland, Maine 4021Nature of business: Charitable Organization,Position, title, association: , Start date of relationship: 2/4/2020Number of hours devoted: 12 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: The club primarily is a place where adults and youth can learn to handle firearms safely, learn marksmanship skills and if they choose, compete in matches against other clubs. I assist in the education of youth in these skills.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-04-23 |
| S65 | Uniform Investment Adviser Law Examination | 1992-04-23 |
Reach out to this advisor