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Thelma Louise Pickering

Mariner

Omaha, NE

Omaha, NE

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-01-27
  • NE RA
    APPROVED
    Since 2025-01-27

Branch Locations

13815 Fnb Parkway Suite 100, Omaha, NE 68154 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moylan Kropp Omaha NE 09/2014 02/2021
Securities America, Inc. Omaha NE 04/2018 02/2021
Mariner Wealth Overland Park KS 02/2021 01/2025
Mariner Wealth Overland Park KS 01/2025 Present
  • 09/2014 → 02/2021
    Moylan Kropp
    Omaha, NE
  • 04/2018 → 02/2021
    Securities America, Inc.
    Omaha, NE
  • 02/2021 → 01/2025
    Mariner Wealth
    Overland Park, KS
  • 01/2025 → Present
    Mariner Wealth
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-09
S63 Uniform Securities Agent State Law Examination 1992-05-29
  • S65 Uniform Investment Adviser Law Examination
    2025-01-09
  • S63 Uniform Securities Agent State Law Examination
    1992-05-29
Other Names
  • Thelma L Krolikowski

View on SEC IAPD

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