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Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-09
  • MN RA
    APPROVED
    Since 2013-12-09

Branch Locations

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

1000 Shelard Parkway Suite 300, Minneapolis, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Roseville MN 04/1995 Present
Focus Financial Network, Inc. Apple Valley MN 04/1995 Present
  • 04/1995 → Present
    Osaic Wealth, Inc.
    Roseville, MN
  • 04/1995 → Present
    Focus Financial Network, Inc.
    Apple Valley, MN
Other Businesses

1. FOCUS FINANCIAL NETWORK, INC. POSITION: Financial Planner NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 09/12/1993 ADDRESS: 350 W. Burnsville Pkwy, #575, Burnsville MN 55337, United States DESCRIPTION: Provide investment advice, trades, portfolio management through Charles Schwab platform. 2. FOCUS ADVISORS 2010 POSITION: CEO NATURE: S Corp established for tax purposes to pay myself salary and dividends for securities related business INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/10/2000 ADDRESS: 350 W. Burnsville parkway, Suite 575, Burnsville MN 55337, United States DESCRIPTION: S Corp established for tax purposes to pay myself salary and dividends for securities related business 3. FOCUS FINANCIAL POSITION: Statutory Agent - NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/18/1993 ADDRESS: 1000 Shelard Pkwy, Suite 300, St. Louis Park MN 55426, United States DESCRIPTION: Insurance, annuities and long term care insurance offerings to clients

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1992-07-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1992-07-08

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