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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-04-22
TX RA APPROVED 2014-04-21
  • GA RA
    APPROVED
    Since 2014-04-22
  • TX RA
    APPROVED
    Since 2014-04-21

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

1605 Martha Berry Boulevard Nw, Rome, GA 30165 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co Rome GA 04/2014 Present
  • 04/2014 → Present
    Benjamin F Edwards & Co
    Rome, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-20
  • S66 Uniform Combined State Law Examination
    2005-01-20
Other Names
  • Tracie Laurece Godfrey

View on SEC IAPD

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