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Daniel Joseph Rickelman

Schwab Wealth Advisory, Inc.

Indianapolis, IN

CRD 2223343

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-05-16
TX RA APPROVED 2023-05-16
  • IN RA
    APPROVED
    Since 2023-05-16
  • TX RA
    APPROVED
    Since 2023-05-16

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 02/1992 Present
Schwab Wealth Advisory Indianapolis IN 04/2019 Present
  • 02/1992 → Present
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 04/2019 → Present
    Schwab Wealth Advisory
    Indianapolis, IN
Previous Registrations
Other Businesses

1) Varies | Investment Related:No|Varies|Varies|IN|00000|USA|Other|CLERK|3/1/2019|Less than 20|0|Clerk for Middle School / High School Athletic event(s) for which I may receive compensation.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-09-01
  • S63 Uniform Securities Agent State Law Examination
    1992-09-01

View on SEC IAPD

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