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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-02 |
| NV | RA | APPROVED | 1997-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Reno | NV | 02/1992 | Present |
| Charles Schwab Bank | Reno | NV | 02/2005 | Present |
1) Eye Surgeons Intl | Investment Related:No|Medical Devices/Supplies|Board member for non profit. |6/9/2025|Less than 20|0|Board member to help generate awareness and raise funds for this non profit.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-07-09 |
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