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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-15
FL RA APPROVED 2024-08-01
MI RA APPROVED 2010-05-20
  • TX RA
    APPROVED_RES
    Since 2024-11-15
  • FL RA
    APPROVED
    Since 2024-08-01
  • MI RA
    APPROVED
    Since 2010-05-20

Branch Locations

1108 North Main Street, Rochester, MI 48307 • United States

Port Orange, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Grosse Pointe Farms MI 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Grosse Pointe Farms, MI
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-07-16 → 2009-06-01
    Morgan Stanley & Co. Llc
    Grosse Pointe Farms, MI
    Rochester, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-24
S63 Uniform Securities Agent State Law Examination 1992-04-01
  • S66 Uniform Combined State Law Examination
    2000-04-24
  • S63 Uniform Securities Agent State Law Examination
    1992-04-01

View on SEC IAPD

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