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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-15 |
| PA | RA | APPROVED | 2010-06-23 |
| NJ | RA | APPROVED | 2004-03-17 |
| TX | RA | APPROVED_RES | 2000-01-10 |
Branch Locations
1040 Stony Hill Rd, Yardley, PA 19067 • United States
New Hope, PA • United States
660 Beachland Blvd, Vero Beach, FL 32963 • United States
Vero Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newtown | PA | 02/1998 | Present |
| Bank Of America,Na | Client Advisory | PA | 09/2009 | Present |
I*: 2834273Entity Type: Fiduciary role Name of OBA: S. E G. DCSD TTEE U/A DTD 04/29/1991 BY S. E Address: Doylestown, PA 18901Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 09/09/2025Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Co-Trustee for Siblings I*: 2834275Entity Type: Fiduciary role Name of OBA: S. C G. TTEE S. E G. IV010Address: Doylestown, PA 18901Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 09/09/2025Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Co-Trustee for Siblings I*: 2834276Entity Type: Fiduciary role Name of OBA: S. C G. EXEC SAEST OF S. G. III Address: Doylestown, PA 18901Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 09/09/2025Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Co-Trustee for Siblings I*2913267 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FBO MR S.E. GRO S.E.G. III TR Address: Carversville PA Investment Related: No Position, Title, Association: Executor Start Date:09/25/2025 No Hours: 1 Weekly No Hours during trading:0 Weekly Duties: Executor for Siblings I*3156269Entity Type: Fiduciary role Name of OBA: S. C G. TTEE SAMUEL E /A DTD 10/13/2010Address: Carversville, PA, 18913Investment Related: No Position, Title, Association: ExecutorEmployee Start Date: 11/10/2025Number of Hours: 10, Yearly Number of Hours during trading: 0 Duties: Executor/Siblings I*3157265Entity Type: Fiduciary role Name of OBA: S. C G. TTEE SAMUEL U/A DTD 10/13/2010Address: Carversville, PA 18913Investment Related: No Position, Title, Association: Executor Employee Start Date: 11/10/2025 Number of Hours: 10, Yearly Number of Hours during trading: 0Duties: Executor/Siblings I*3316273, Entity Type: Fiduciary role, Name of OBA: FBO MR S E G DECD IRA FBO SEGIII D0.13.10 TR , Address: Carversville, Pennsylvania, 18913, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 12/10/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Co-Trustee/Siblings I*4182269 Entity Type: Fiduciary role Name of OBA: S. E G. DCSD TTEE U/A DTD 02/21/1998 BY MR S. E G. Address: Carversville, Pennsylvania, 18913 Investment Related: No Position, Title, Association: Executor Employee Start Date: 06/01/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Executor/Siblings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-19 |
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