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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-26 |
| MO | RA | APPROVED | 2000-03-01 |
Branch Locations
11400 Concord Village Ave. Suite C, St. Louis, MO 63123 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. RENTAL PROPERTY; 105 HARRISON RD #3, NAPLES, FL 34112; LANDLORD; START 1/20/2025; APPROXIMATELY 1 HOUR/MONTH. 2. DENOVO ADVISORY GROUP; 12377 MERIT DR #1500, DALLAS, TX 75251; MEMBER OF LLC; START 6/1/2024; APPROX 45 HOURS/MONTH. 3.VARIOUS OUTSIDE INSURANCE APPOINTMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-03 |
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