Melissa Kay Sturgis

Employer firm

Umb Private Wealth Management, LLC CRD 306374

$125M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 10/2017
  Lawing Financial Inc.
  Overland Park, KS
• 07/2010 → 04/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2017 → 02/2025
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 04/2018 → 02/2025
  Private Client Services
  Louisville, KY
• 02/2025 → Present
  Umb Bank, N.A.
  Kansas City, MO
• 05/2026 → Present
  Umb Private Wealth Management, Llc
  Kansas City, MO

Previous Registrations

• 2017-07-20 → 2025-02-21
  Prime Capital Financial
  Overland Park, KS
• 2019-11-21 → 2023-03-16
  Fiduciary Investment Trusts, Llc
  Overland Park, KS
• 2006-08-16 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS
  Overland Park, KS

Other Businesses

UMB Bank, N.A., investment related, 1010 Grand Blvd 3rd FL KCMO 64106, compliance analyst, 02/2025, 160 per month, 140 hours per month during trading, duties include performing audit/review functions, maintenance of compliance reporting system, project management as needed

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-15
• S63 Uniform Securities Agent State Law Examination
  1992-03-30