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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-07 |
| AR | RA | APPROVED | 2009-01-02 |
Branch Locations
399 Ponce De Leon Drive Suite 1, Hot Springs Village, AR 71909 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Hot Springs | AR | 08/1999 | Present |
| The Geisleman Group, Inc | Hot Springs Village | AR | 08/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Village | AZ | 01/2009 | Present |
(1)Name of Business: Casobe, LLC Address: 399 Ponce De Leon Dr Ste 1, Hot Springs Village, AR, 71909, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 10/02/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I own and manage the commercial property that my office is located.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-20 |
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