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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED | 2016-08-19 |
Branch Locations
3880 N Highway 7, Hot Springs Village, AR 71909 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jones & Associates | Hot Springs Village | AR | 01/1996 | Present |
| Lpl Financial, Llc | Hot Springs Village | AR | 06/2016 | Present |
1.06/24/2016; Jones & Associates Inc; Tax Prep/Accounting/CPA; Investment Related; 4501 N Hwy 7 Suite E Hot Springs Village,AR; Start Date 01/01/1996; 160hrs/mth; 4hrs during trading 2.06/24/2016; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Jones Financial Management; Investment Related; at Reported Business Location(s); Start Date 06/17/2016; 80hrs/mth; 1hrs during trading 3.06/29/2017; Notary; Other - Notary; Not Investment Related; Hot Springs,AR71909; Start Date 06/01/2009; 1hrs/mth; 1hrs during trading 4.11/20/2018; Jones & Assoc; Real Estate Rental; Not Investment Related; 3880 N Hwy 7,Hot; Start Date 04/01/2018; 1hrs/mth; 0hrs during trading 5.09/12/2025; Tammy Chase agency; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 12/31/2024; 5hrs/mth; 0hrs during trading 6.08/04/2026; Financial Sense; Other; Not Investment Related; at Reported Business Location(s); Start Date 08/01/2026; 2hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-30 |
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