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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
Branch Locations
259 Main St Ste 205, East Aurora, NY 14052-1662 • United States
219 E Main St, Batavia, NY 14020 • United States
Oakfield, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Batavia | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Batavia | NY | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Rose Rd and Alexander RdBatavia, NY 14020, ,; Not Investment-Related; 04/22/2019. Business Ownership; Pontius Point Properties LLC; member; LLC formed for estate planning reasons to hold family vacation property; 5810 East Lake Rd.Romulus, NY 14541, ,; Not Investment-Related; 09/15/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Deer Haven Hollow, LLC; Co-owner; Real Estate; 2707 Lockport Rd, , Oakfield, NY, 14125; Not Investment-Related; 11/09/2023; 0 hours per month; 0 during trading hours / Stormtack LLC; Owner; Practice management and real estate ownership; 219 East Main Street, , Batavia, NY, 14020; Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / BroadScope Properties LLC; owner; Real Estate ownership and practice management; 219 East Main St., , Batavia, NY, 14020; Investment-Related; 09/15/2017; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Ducks Unlimited, Inc.; Senior Vice President; One Waterfowl Way, , Memphis, TN, 38120; Investment-Related; 05/28/2026; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Stormtack, LLC; Owner; Manage advisory business; 219 East Main St, , Batavia, NY, 14020; Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Ducks Unlimited, Inc Investment Sub-Committee; I serve on the investment subcommittee of Ducks Unlimited Inc. The subcommittee offers guidance to the finance committee of the Board of Directors regarding the organization's investment portfolios.; 1 Waterfowl Way, , Memphis, TN, 38120; Investment-Related; 08/15/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-10-18 |
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