Mark Earl Woodward

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Batavia, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Batavia, NY

Other Businesses

Real Estate Ownership; Lot/Land; Rose Rd and Alexander RdBatavia, NY 14020, ,; Not Investment-Related; 04/22/2019. Business Ownership; Pontius Point Properties LLC; member; LLC formed for estate planning reasons to hold family vacation property; 5810 East Lake Rd.Romulus, NY 14541, ,; Not Investment-Related; 09/15/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Deer Haven Hollow, LLC; Co-owner; Real Estate; 2707 Lockport Rd, , Oakfield, NY, 14125; Not Investment-Related; 11/09/2023; 0 hours per month; 0 during trading hours / Stormtack LLC; Owner; Practice management and real estate ownership; 219 East Main Street, , Batavia, NY, 14020; Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / BroadScope Properties LLC; owner; Real Estate ownership and practice management; 219 East Main St., , Batavia, NY, 14020; Investment-Related; 09/15/2017; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Ducks Unlimited, Inc.; Senior Vice President; One Waterfowl Way, , Memphis, TN, 38120; Investment-Related; 05/28/2026; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Stormtack, LLC; Owner; Manage advisory business; 219 East Main St, , Batavia, NY, 14020; Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Ducks Unlimited, Inc Investment Sub-Committee; I serve on the investment subcommittee of Ducks Unlimited Inc. The subcommittee offers guidance to the finance committee of the Board of Directors regarding the organization's investment portfolios.; 1 Waterfowl Way, , Memphis, TN, 38120; Investment-Related; 08/15/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-10-18

Designations

• Certified Financial Planner