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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-02-03 |
| TX | RA | APPROVED | 2025-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Wichita | KS | 03/2008 | 02/2025 |
| Raymond James Financial Services Advisors, Inc | Wichita | KS | 01/2009 | 02/2025 |
| Sj Prill Investment And Planning Inc | Wichita | KS | 04/2016 | 02/2025 |
| Capital Investment Planning Llc | Wichita | KS | 08/2024 | Present |
| Lpl Financial Llc | Wichita | KS | 02/2025 | Present |
1- 01/2025 / Vance Garwood / Farm/Agriculture / Not Investment Related / 2 hrs mth / Andover KS / Start date: 09/24/2018 2- 01/2025 / Prill Garwood Financial Advisors / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 3- 01/2025 / Capital Investment Planning LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related /160 hrs mth / 160 hrs during trading / Wichita KS / Start date: 08/01/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-20 |
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