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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-27 |
Branch Locations
2505-2565 W Chandler Blvd Wealth Management Client Care, Chandler, AZ 85224 • United States
1100-1800 American Blvd Wealth Management Client Care, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Waltham | MA | 08/2016 | 07/2018 |
| Quest Capital Strategies, Inc. | Lake Forest | CA | 08/2018 | 09/2019 |
| Daniel D Murphy, Notary Public | Waltham | MA | 07/2013 | 02/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2021 | 02/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2021 | 02/2022 |
| Citizens Securities, Inc | Westwood | MA | 02/2022 | 09/2022 |
| Unemployed | Waltham | MA | 09/2019 | 09/2021 |
| Citizens Bank, N.A | Westwood | MA | 02/2022 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporate | Chandler | AZ | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-29 |
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