Mark Joseph Slattery

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 04/2023
  Securities America Inc
  Omaha, NE
• 06/2013 → 04/2023
  Securities America Advisors
  Omaha, NE
• 06/2008 → Present
  Cystic Fibrosis Board Of Omaha
  Omaha, NE
• 02/2011 → 04/2023
  Brokers Clearing House
  Omaha, NE
• 06/2010 → Present
  Gs3 - Farm
  Vivian, SD
• 05/2000 → Present
  Forward Strategies Inc
  Oro Valley, AZ
• 04/2023 → Present
  Commonwealth Financial Network
  San Diego, CA
• 04/2023 → Present
  Trusted Wealth Partners
  Omaha, NE

Previous Registrations

• 2013-06-03 → 2023-04-20
  Securities America Advisors, Inc.
  Omaha, NE
  Omaha, NE
• 2006-05-26 → 2013-06-05
  Sii Investments, Inc.
  Omaha, NE
• 1996-08-21 → 2006-05-25
  Securities America Advisors, Inc.
  Omaha, NE

Other Businesses

1.Co-Owner, GS3 Well, LLP, an entity created for the purpose of buying and managing farm land in Lyman County, South Carolina, as of 2006; 0% of time spent during business hours; Not Conducted at branch; Investment related. 2.Fixed insurance sales; as of 12/16/2022; 2% of time spent during business hours; Conducted at branch location; Investment related. 3. Owner, Slattery Wealth, Inc., a private entity established to facilitate advisory business; as of 10/2018; 10% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-26
• S63 Uniform Securities Agent State Law Examination
  1992-03-12

Other Names

• Mark Slats